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SMELab Auditing & Consulting

Chicago Metropolitan Area

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Consultants and lab leaders discussing compliance strategy

Consulting

Laboratory Compliance & Regulatory Consulting

SME Lab Auditing & Consulting provides specialized regulatory, quality, and laboratory compliance services for organizations operating in highly regulated environments. We support pharmaceutical manufacturers, medical device companies, testing laboratories, contract labs, and growing life science organizations seeking regulatory confidence and operational control.

Our consulting services are designed to reduce risk, strengthen quality systems, and ensure inspection readiness across FDA, ISO, and international regulatory frameworks.

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Consulting team collaborating on compliance planning

FDA Regulatory Compliance

We support compliance with 21 CFR Parts 210 & 211 (Drug cGMP), 21 CFR Part 820 (Medical Devices – QSR), 21 CFR Part 11 (Electronic Records & Signatures), and 21 CFR Part 58 (GLP).

Regulatory gap assessments

Structured evaluations to identify compliance gaps against applicable regulations and prioritize corrective actions.

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QMS and laboratory system evaluations

Assessment of quality management systems and laboratory operations to strengthen controls and readiness.

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Data integrity and Part 11 compliance reviews

Reviews to strengthen ALCOA+ and electronic records and signatures compliance under 21 CFR Part 11.

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CAPA system strengthening

Support to improve corrective and preventive action systems and ensure robust root cause analysis and effectiveness.

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Mock FDA inspections

Simulated FDA inspections to test readiness, staff knowledge, and document retrieval before real agency visits.

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Inspection management planning

Planning and strategy for managing inspections, responses, and follow-up to demonstrate defensible systems.

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Our approach ensures your organization demonstrates control, accountability, and defensible systems under regulatory scrutiny.

GMP, GLP & GCP Laboratory Compliance

We provide practical, operational compliance support across Good Manufacturing Practice, Good Laboratory Practice, and Good Clinical Practice (laboratory support).

GMP – Good Manufacturing Practice

Focus: QC laboratories, manufacturing support labs, biotechnology, and API facilities. Support includes validated methods, equipment qualification, documentation control, deviation and OOS management, and ALCOA+ data integrity compliance.

GLP – Good Laboratory Practice

Focus: Non-clinical research, toxicology, safety, and preclinical studies. Support includes study integrity, QA unit oversight, raw data traceability, and archival systems.

GCP – Good Clinical Practice (Laboratory Support)

Focus: Clinical trial laboratory operations. Support includes sample chain of custody, bioanalytical validation, and regulatory data reliability.

ISO/IEC 17025 Accreditation Support

We guide laboratories through accreditation readiness and long-term compliance.

ISO 17025 gap assessments

Gap assessments against ISO/IEC 17025 requirements.

QMS development and method validation

QMS development and documentation, method validation and verification, and measurement uncertainty and traceability programs.

Internal audits and mock assessments

Internal audits and management review support, and mock accreditation assessments.

We help laboratories achieve and maintain accreditation with confidence.

Regulatory Gap Assessments & Readiness Evaluations

Regulatory Gap Assessment

A structured evaluation comparing your current systems against applicable regulations or standards. Deliverables include a detailed risk-ranked report and corrective action roadmap.

Inspection & Audit Readiness Evaluation

Mock inspections and audit simulations to test real-world preparedness, staff knowledge, and document retrieval capability.

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Client and laboratory consultant aligning on audit readiness

FDA Inspection & ISO Audit Preparation

We prepare organizations for FDA inspections, ISO certification and surveillance audits, and accreditation body assessments.

Services include mock inspections, staff coaching, documentation review, and inspection management strategy development.

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Regulatory & Audit Response Support

We provide structured response support for:

  • FDA Form 483 observations
  • FDA Warning Letters
  • ISO and customer audit findings

Services include root cause analysis, CAPA development, response drafting, timeline management, and follow-up.

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ISO 9001 Quality Management System Consulting

For organizations seeking broader quality system alignment, we provide ISO 9001 gap analysis, QMS design and process standardization, risk-based thinking implementation, internal audit programs, and certification readiness support. Our goal is to create efficient, integrated systems that align regulatory, accreditation, and business objectives.

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Laboratory Auditing Services

Independent and third-party audits designed to identify risk and strengthen compliance.

Internal, external & supplier audits

Internal laboratory audits (GMP, GLP, ISO 17025), external and supplier audits, and third-party contract laboratory audits.

Method validation & data integrity audits

Method validation and transfer audits, data integrity and ALCOA+ compliance audits, and QMS integration audits.

Pre-accreditation & mock inspections

Pre-accreditation audits and mock regulatory inspections to test real-world preparedness.

Our audits are objective, risk-focused, and designed to strengthen both compliance and operational performance.